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Industry · Asset & Wealth
AI for the firms that allocate and execute capital.
AI is already drafting research, advisor communications, and surveillance queries. Every output reaches a client or a regulator, and has to be defensible when it does.
SupervisorSEC / FINRA
Suitabilitychecked
Trailsourced
Every client-facing output, sourced and suitable.
Every claim in the report traces back to source evidence, ownership, and the workflow decision it supports.
Valuefund next
Riskcontain now
Fluencytrain where work changed
At a glanceAsset · wealth · broker-dealers · capital-markets infraClient-facing output has to be defensibleSuitability is non-negotiableSEC · FINRA · MiFID II for global subsEach output sourced, suitable, reviewed
One assessment across the desk
The value of AI and the defensibility of its output are one conversation.
Every client-facing output tied back to source, suitability, and a human-approval gate.
Where AI moves the needle
Six workflows, each routed through review.
01
Research synthesis
Investment-research synthesis and summarization with source attribution.
02
Advisor copilot
Portfolio analysis and allocation drafting, with strict policy boundaries.
03
Trade surveillance
Pattern detection, exception triage, regulatory query response.
04
Comms surveillance
Pattern detection across email, chat, and call transcripts.
05
Client communications
Drafting and personalization, with suitability checks.
06
Post-trade operations
Exception handling, reconciliation, settlement-fail diagnostics.
Four sub-segments, one perimeter
Same regulatory shape, different desk.
Who buysWhere AI leverages
Asset managersCOO / Head of TechnologyResearch and operations AI
Wealth managersCOO / Head of Advisor TechClient-comms and advisor-copilot AI
Broker-dealersCTO / CCOTrade + comms surveillance, client intake
Capital-markets infraCTO / Head of EngineeringPost-trade, market data, cross-venue analytics
Frequently asked
Direct answers.
Yes. Hedge funds sit under asset managers; the buyer profile and workflow shape are essentially the same.
Specialist AI builder, across the board
One builder, across the board.
We take your AI from strategy to outcome, with governance, audit, and evals built into every build. Start with a discovery call, or a quick audit.